Preparing For the Second Wave

The Three Types of Small Businesses: As I haveThe rhetoric is stating we are healing, the bond market
previously wrote I have observed three main types ofis indicating the economy still is in choppy weather.
small business. The first is the largest of the groupsEither, the rhetoric is correct and interest rates will be
and they are small businesses who depend on othermoving up sharply soon or the bond market is correct
small businesses and consumer discretionary spendingand the economy still has injuries which need to heal.
for their revenues. Generally speaking theseHow can you win no matter which side is right? On
companies have had ineffective business models andthe savings side, purchase short-term bonds. This will
were slow to respond to the economic conditions. Asallow you to re-invest the monies in the future at hire
a result they have poor financial health and were laterates and have liquidity. If you are borrowing, lock in
to take action (beginning of 2009) to change their debtyour debt for as long as you can at the current low
based business model to a more efficient andrates.
effective one. This group also has the lowest barriersSecond, unemployment is stagnant. The unemployment
to entry in their industries and will see an increase inrate was stated to decline due to more individuals
competition over the next 3- 5 years. This groupgiving up looking for a job. Needless to say, this is not
continues its challenges with pricing pressures andthe healthiest way for unemployment rate to
other deflationary forces since this group depends ondecrease. We have minimal job creation as the
other small businesses and consumer discretionarycompanies which generate 70% of the employment
spending. Other small businesses are price sensitivehistorically are small businesses. These types of
and the consumer is only spending money if there is abusinesses are suffering, have ineffective business
deal.models, are financially struggling and see minimal
The second group is the second largest group andincrease in demand for their products and services.
they depend on acts of God and or Mother NatureThe situation of small business will not allow them to
(roofing, disaster recover, etc.). The housing andhire in the near-term. Unemployment will continue to
commercial infrastructure in our nation is aging andstay in the 10% range for several years to come.
some of the more modern structures quality has notMore importantly, the U-6 known as the
stood up to standards. A result is replacing roofs andunderemployment is currently around 17%. This data
pipes breaking. Certain areas of our country haveset will need to significantly decrease for the economy
gone from drought to flooding. Basements and housesto begin to grow once again. If you are employed you
have been flooded and need to be rebuilt. This industryshould save as much monies as you can, reduce
has stayed stable through our Great Recession.short-term debts and thank your employer. This may
However, the name of the payer for these companiescauses a shock to your life-style, but it is necessary to
is not the owner of the property, but the insurancesurvive. If you are unemployed, it may be a good time
company. The risk to this group is the insuranceto chase a dream (hike up a mountain, start your own
pay-out amount and timely delivery. These types ofbusinesses, etc.). If you are a business owner which
companies should remain stable over the next 3 yearsdepends on consumer spending understand you may
or as long as insurance companies remain financiallynot have pricing power for years, take advantage of
healthy.when consumers are optimistic and spending and
The smallest of the three main small business types isunderstand when consumers are cautious. This may
the small business which depends on largemean you will have to gear up and down frequently.
mega-corporations (Fortune 500 companies). ThisThird, Gross Domestic Product (GDP) has been
group has not felt the effects of the Great Recession.revised downward two quarters in a row. The fourth
In a matter of fact these companies have beenquarter of 2009 and the first quarter 2010 both were
growing at full throttle during the past few years sincematerially decreased when revised. The second
the mega-corporations have outsourced projects toquarter 2010 was lower than anticipated at 2.4%
them to save costs. These companies should continue(before revisions). It makes me wonder if the initially
to grow over the next several years since thenumbers are being released to make me feel safe so I
mega-corporation have lots of cast, clean balancewill go out and spend again (which will drive the
sheets and are using this type of small business toeconomy). By the time the GDP is revised downward
save costs and to fill unique niches. Their biggest risk isit is too late not to spend since I already made the
for the mega-corporations to cut their budgets and topurchase a month or two ago. Future growth is now
lengthen payment cycles.being revised downward by many analysts and CEO's
The warning signs: The first sign of the second waveare not willing to brag about future earnings due to
is interest rates. The rhetoric, including the Federalpoor visibility. An omen to slower future growth might
Reserve Chairman and your evening news, say thehave been the plugging of the consumer confidence in
economy is recovering, stabilizing and even growing.July 2010 of 66.5 from 76 just a month earlier. Small
However, interest rates have continued to decline. Thebusinesses need to take advantage of the current
2 year Treasury is only yielding 0.569% which is theeconomic conditions of the willingness of individuals to
lowest yield ever for this type of bond. The 10 yearspend. Then, small businesses need to use these
Treasury has fallen from a 4% yield in April to a 3%profits to help reposition their company. They can
yield in July 2010. The signs which state interest ratesinvest in themselves by improving operational
should be increasing include our population's creditefficiencies which could help profits in the future; pay
scores are at one of the lowest levels in history anddown debt which could help future cash flows; or keep
the Federal Reserve and US Treasury have stoppedthe cash to build liquidity which will allow them to
purchasing mortgage securities in March 2010. If thereposition in the future.
economy was healing shouldn't the interest rates beMost small businesses have a challenging road ahead.
rising? One reason rates might have been lowered isAction is needed today to meet tomorrow's challenges
to help banks make their financial positions appearand to survive this economy. The aforementioned
healthier. Banks make loans at locked in interest ratessolutions can help, but if a small business does not
and then record the loan as an asset on their books.have the right business model, business plan, great
When interest rates rise the loans with lower interestteam members and a board of advisors to hold them
rates have a lower fair market value. However whenaccountable amongst other items they may not be
interest rates decline the loans with higher interestable to survive the second wave.
rates are worth more!